Novel PV Fault Diagnoses via SAE and Improved Multi-Grained Cascade Forest with String Voltage and Currents Measures

Abstract

The precision of conventional PV fault diagnostic methods faces challenges due to the nonlinear output power characteristics of photovoltaic (PV) arrays and the implementation of the maximum power point tracking (MPPT) algorithm. In severe cases, it may lead to power losses and even arouse safety issues. In this study, the variation characteristics of the sequence waveforms at the moment of failure are investigated and used to develop a novel PV fault diagnostic framework. Firstly, the sequence waveforms of string voltages and currents before and after the fault occurred are collected; the normalized sequence data of voltages, currents, and powers are used as analytic data. Then, the fault feature extraction is realized via a stacked autoencoder (SAE) model. After that, an improved multi-grained cascade forest (IgcForest) is proposed to diagnose faults, e.g., line-to-line (L-L) fault, open-circuit (OC) fault, partial-shading of PV arrays, etc. The advantages of the proposed method are that the SAE method to extract features with higher recognition automatically, and the IgcForest to enhance and exploit fault features. Particularly, the proposed improvements can reduce the feature vector dimension and enhance the information connectivity between forests at all levels for further improving the accuracy of diagnoses. In addition, the validity of the proposed method is verified by numerical simulations and measured data, and the corresponding accuracy of fault diagnoses for single failure reach 99.33% and 98.61%, respectively, which are superior to traditional methods, such as softmax, support vector machines, random forest, gcForest, and daForest. Furthermore, it also has a high accuracy of 98.83% for data sets with the occurrence of multiple faults.