Unsupervised machine learning and cepstral analysis with 4D-STEM for characterizing complex microstructures of metallic alloys

Abstract

Four-dimensional scanning transmission electron microscopy, coupled with a wide array of data analytics, has unveiled new insights into complex materials. Here, we introduce a straightforward unsupervised machine learning approach that entails dimensionality reduction and clustering with minimal hyperparameter tuning to semi-automatically identify unique coexisting structures in metallic alloys. Applying cepstral transformation to the original diffraction dataset improves this process by effectively isolating phase information from potential signal ambiguity caused by sample tilt and thickness variations, commonly observed in electron diffraction patterns. In a case study of a NiTiHfAl shape memory alloy, conventional scanning transmission electron microscopy imaging struggles to accurately identify a low-contrast precipitate at lower magnifications, posing challenges for microscale analyses. We find that our method efficiently separates multiple coherent structures while using objective means of determining hyperparameters. Furthermore, we demonstrate how the clustering result facilitates more robust strain mapping to provide immediate and quantitative structural insights.