Long Short-Term Memory (LSTM) Based Runoff Simulation and Short-Term Forecasting for Alpine Regions: A Case Study in the Upper Jinsha River Basin

Abstract

Runoff simulation and forecasting is of great significance for flood control, disaster mitigation, and water resource management. Alpine regions are characterized by complex terrain, diverse precipitation patterns, and strong snow-and-ice melt influences, making accurate runoff simulation particularly challenging yet crucial. To enhance predictive capability and model applicability, this study takes the Upper Jinsha River as a case study and comparatively evaluates the performance of a physics-based hydrological model BTOP and the data-driven deep learning models LSTM and BiLSTM in runoff simulation and short-term forecasting. The results indicate that for daily-scale runoff simulation, the LSTM and BiLSTM models demonstrated superior simulation capabilities, achieving Nash–Sutcliffe efficiency coefficients (NSE) of 0.82/0.81 (Zhimenda Station) and 0.87/0.86 (Gangtuo Station) during the test period. These values are significantly better than those of the BTOP model, which achieved a validation NSE of 0.57 at Zhimenda and 0.62 at Gangtuo. However, the hydrology-based structure of the BTOP model endowed it with greater stability in water balance and long-term simulation. In short-term forecasting (1–7 d), LSTM and BiLSTM performed comparably, with the bidirectional architecture of BiLSTM offering no significant advantage. When it came to flood events, the data-driven models excelled at capturing peak timing and hydrograph shape, whereas the physical BTOP model demonstrated superior stability in flood peak magnitude. However, forecasts from the data-driven models also lacked hydrological consistency between upstream and downstream stations. In conclusion, the present study confirms that deep learning models achieve superior accuracy in runoff simulation compared to the physics-based BTOP model and effectively capture key flood characteristics, establishing their value as a powerful tool for hydrological applications in alpine regions.