How efficiently do elite US universities produce highly cited papers?

Abstract

While output and impact assessments were initially at the forefront of institutional research evaluations, efficiency measurements have become popular in recent years. Research efficiency is measured by indicators that relate research output to input. The additional consideration of research input in research evaluation is obvious, since the output depends on the input. The present study is based on a comprehensive dataset with input and output data for 50 US universities. As input, we used research expenses, and as output the number of highly-cited papers. We employed Data Efficiency Analysis (DEA), Free Disposal Hull (FDH) and two more robust models: the order-m and order-α approaches. The results of the DEA and FDH analysis show that Harvard University and Boston College can be called especially efficient compared to the other universities. While the strength of Harvard University lies in its high output of highly-cited papers, the strength of Boston College is its small input. In the order-α and order-m frameworks, Harvard University remains efficient, but Boston College becomes super-efficient. We produced university rankings based on adjusted efficiency scores (subsequent to regression analyses), in which single covariates (e.g., the disciplinary profile) are held constant.