A Comprehensive Framework for Understanding Urban Forests as Social-Ecological Systems

Abstract

Urban forest management is a multistakeholder, multi-objective situation whereby a surfeit of synergistic or competing goals may exist. Greater research and applied guidance for what works in which urban forest contexts could help improve urban tree and forest outcomes. The challenge in conducting research of this nature is systematic definitions of "what works"and "which contexts"across multidimensional, polycentric urban forest social-ecological systems. This paper presents a comprehensive framework for studying the complexities in urban forest systems (synthesized from numerous other frameworks in the field) that could be used to generate context-specific insights into urban forest management and dynamics. The logic of using frameworks and specific frameworks that already exist within the field are reviewed. Then, I present the urban forest social-ecological system (UFSES) framework. The UFSES framework specifies 5 first-tier factors: the Characteristics of Trees in the Urban Forest (T); the Surrounding Growing Environment (E); Management & Institutions (M); and Characteristics of the Human Community (H); which influence Urban Forest Outcomes (O). A detailed set of second-tier variables nested within these factors are presented in tables at the end of the paper. The framework can foster holistic systems thinking in a systematic yet flexible way; provide a working draft of a common language for thinking about and studying urban forest systems; and enable comparative case research.