Topological characterization of phase transitions and critical edge states in one-dimensional non-Hermitian systems with sublattice symmetry

Abstract

Critical edge states appear at the bulk gap closing points of topological transitions. Their emergence signifies the existence of topologically nontrivial critical points, whose descriptions fall outside the scope of gapped topological matter. In this work, we reveal and characterize topological critical points and critical edge states in non-Hermitian systems. By applying the Cauchy’s argument principle to two characteristic functions of a non-Hermitian Hamiltonian, we obtain a pair of winding numbers, whose combination yields a complete description of gapped and gapless topological phases in one-dimensional, two-band non-Hermitian systems with sublattice symmetry. Focusing on a broad class of non-Hermitian Su–Schrieffer–Heeger chains, we demonstrate the applicability of our theory for characterizing gapless symmetry-protected topological phases, topologically distinct critical points, phase transitions along non-Hermitian phase boundaries and their associated topological edge modes. Our findings not only generalize the concepts of topologically nontrivial critical points and critical edge modes to non-Hermitian setups, but also yield additional insights for analyzing topological transitions and bulk-edge correspondence in open systems.