Installation Disturbance of Helical Anchor in Dense Sand and the Effect on Uplift Capacity Based on Discrete Element Method

Abstract

Helical anchors have been extensively employed as foundation systems for carrying tension loads due to their installation efficiency and large uplift capacity. However, the installation influences of helical anchors are still not well understood, especially for multi-helical anchors. The matrix discrete element method was used to model the process of helical anchor penetration and pull-out in dense sand to investigate the effects of the anchor geometry and advancement ratio (AR, the relative vertical movement per rotation) on soil disturbance, the particle flow mechanism, and the uplift capacity. For shallow helical anchors, the overall disturbance zone is the shape of an inverted cone after installation, while for deep helical anchors, it is funnel-shaped. The advancement ratio has significant effects on the soil particle movement and uplift capacity of helical anchors. The soil particle flow mechanism around helical plates has been identified for single-helix anchors at various advancement ratios, and for double-helix anchors, the influence of the top plate on particle movement during installation was investigated. The uplift capacities of both single- and double-helix anchors increase with the decrease in the AR (AR = 0.5~1), and the influence decreases with the anchor embedment ratio. The efficiency of double-helix anchors induced by installation is close to 1 at pitch-matched installation (AR = 1), indicating that the impact of the top plate during installation is minimal in this case.